Data Management Plan – Database Archive

Indicate how you intend to archive and share your data and why you have chosen that particular option.

The DMP should outline specific information regarding the organization’s procedures for archiving the electronic records.

Good practice for digital preservation requires that an organization address succession planning for digital assets.

Which criteria will you use to decide which data has to be archived? What should be included in the archive?

Type of data (raw, processed) and how easy it is to reproduce it. Also consider archiving audit trails as long as the records are (CRF Part 11, Section 11.10).

Does the archive have specific requirements concerning file formats, metadata etc.

It is recommended to use open source formats such as PDF-PDF/A, ODM-XML or ASCII type of files.






Who is responsible for the data after the project ends?

Sponsor, CRO, Vendor? All should be documented on the DMP. Once database is locked, within a reasonable time and after data submission to a regulatory agency, you want to archive your database for long term storage and recovery.

While most data submitted to regulatory agencies are available in SAS formats, there may be times when going back to the original data format may be required.

Even though the easiest way to make sure data is available after database lock is to archive this data in the built in structure as the current system. For example, for Medidata Rave studies, trials are built on on top of SQL server, hence, you should consider archiving the old studies in a compatible format of SQL Server, without any transformation or data manipulation = raw data.

Other formats for data archive can be considered are ODM XML, PDF-PDF/A or ASCII A-8. These are some options for long=term storage. FDA says in the guidance document for 21 CFR Part 11, ‘scope and application – section C.5″, “FDA does not intend to object inf you decide to archive required records in electronic format to nonelectronic media….As long as predicate rule requirements are fully satisfied and the content and meaning of the records are preserved and archived, you can delete the electronic version of the records”.

Archival Plan

For archiving data, this plan should list all the components of the orginal system that will be included in the archive and the formats being used for their storage.

The best practices for clinical data archiving in clinical research are no different from those for archiving any other kind of industry.



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Anayansi Gamboa has an extensive background in clinical data management as well as experience with different EDC systems including Oracle InForm, InForm Architect, Central Designer, CIS, Clintrial, Medidata Rave, Central Coding, OpenClinica Open Source and Oracle Clinical.

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